Disclaimers
Our Commitment

Pegasus Finserv Private Limited (hereinafter referred to as “Pegasus Finserv” or “we” or “us”) appreciate the trust that customers (“you” or “your”) place in us when providing us with your personal information. We fully recognise and understand the security implications of being a service provider with whom people trust their financial information. We are committing to ensuring that your privacy is protected at all times.

Pegasus Finserv has created this Privacy Policy in compliance with the Information Technology (Reasonable Security Practices and Procedures and Sensitive Personal Data or Information), Rules, 2011 (“SPDI Rules”). We will deal with your personal information and/or sensitive personal information only in accordance with this Privacy Policy (“Policy”).

Types of data collected

We may collect the following types of data, including personal information and/or sensitive personal information, from you, including but not limited to:

  • Nameand contact information such as permanent address, mailing address, overseas address, phone number, email id etc.
  • Copy of Aadhaar, Passport etc.
  • Taxation details such as Residential status, Permanent Account Number (PAN), Overseas Tax Identification Numbers etc.
  • Bank account details
  • Demographic information such as date of birth, gender, gross annual income, marital status, occupation, source of income, source of wealth etc.
  • Other information as we may be legally obligated to collect and store as part of our KYC obligations under various statutes and notifications issued by the regulator or governmental authorities from time to time.
Purpose of Collection and Usage of Data

We shall use your personal information and/or sensitive personal information for the purposes for which it was collected. The personal information we collect about you will be used for the following:

  • To conduct Know-Your-Customer registration as required under SEBI and PMLA laws and/or any other laws as may be prescribed by regulatory or other bodies from time to time.
  • To perform compliance checks and keep/maintain internal records.
  • To periodically send communications over email, phone and other modes of communication to inform you about your investments, or other related information such as new products, services, opportunities in the market etc.
  • To use the information to improve our products and services.
Disclosures to third parties

Information once received from you on KYC, FATCA forms, including updation forms thereof, and / or in connection with making an investment or dis-investment shall be deemed to have been given to us to share with the following :

  • Mutual funds
  • Banks and financial institutions
  • Portfolio Managers
  • Alternative Investment Scheme Managers
  • Main Stock broker with which you are registered through us as their Authorised Person
  • Stock Exchanges
  • Depositories with which you have or intend to have a Demat account

Other than the above we will disclose your personal information and/or sensitive personal information to any other third parties only with your consent.

Notwithstanding the above, we may share your personal information without your consent where:

  • Such disclosure is necessary for compliance of a legal obligation or by an order under law; or
  • Upon a request from a Government agency for the purpose of verification of identity, taxation of income, investigation of suspicious transactions or for prevention, detection, investigation including cyber incidents, prosecution, and punishment of offences.
Security Practices and Procedures

Pegasus Finserv has in place reasonable Security Practices and Procedures with adequate managerial, technical, operational and physical security control measures to protect your personal information against unauthorised disclosure or access, accidental or unlawful destruction, accidental loss or alteration, and any other unlawful forms of processing.

We aim to ensure that the level of security and the measures adopted to protect your personal information are appropriate for the risks presented by the nature and use of your personal information.

When it comes to data security, our goal is to ensure that:
  • Your data is stored safely and securely- passwords are one-way encrypted before being stored in the database for high security.
  • All communication with you, or with mutual fund companies or other investee companies and other service providers are encrypted using the highest standards.
  • Your data is not shared with anyone, unless you have explicitly requested us to do so to fulfil a transaction request.
  • To ensure that we achieve these goals, we have a variety of certifications/trust verifications in place for our firm, both from technical and legal/operational perspectives. All our communications are encrypted by 256-bit encryption, and our data is hosted with top-tier hosting service providers. Also, our data is continuously backed up to ensure continuity of operations.
Controlling your personal information
  • If you believe that any of your information with us is incorrect or incomplete, please email us as soon as possible at the mail id mentioned under the Contact section of this website. We will promptly correct any information found to be incorrect. However, we are not responsible for the authenticity of the personal information provided by you to us.
Links to other Websites

Our Website may contain links to other Websites of interest. However, once you click on these links to leave our site, you should note that we do not have any control over such third-party Websites. Therefore, we cannot be responsible for the protection and privacy of any information which you provide whilst visiting such third-partyWebsites. You should exercise caution and look at the privacy statement applicable to the Website in question.

Marketing

We will not sell or trade your personal information with third parties unless we have your consent to do so. If you have provided such consent but wish to stop receiving marketing materials from a third party, please contact that third party directly.

As indicated above, we may provide you with information regarding new products, services, events or similar marketing activities. You are free to unsubscribe from our mailing list at any time if you do not wish to receive such emails from us.

Changes

Pegasus Finserv reserves the right to amend this Policy from time to time. The date of the last modification is stated at the end of this document.

Grievances

In case of any discrepancies or grievance with respect to processing of your personal information, please contact our Grievance Officer as mentioned under the Contact section of this website.